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  • Please complete the audit checklist

  • Prior Year Investments

  • List of items from last year:
  • Property - Was any rental relief provided as a result of Covid-19?
  • Please confirm there are NO changes this year?

  • Engagement & Representation Letters

  • Audit Engagement Letter
  • Trustee Representation Letter
  • What software platform are the Financial Statements prepared on?*

  • Are the fund bank accounts on a Banklink feed?*
  • Please choose an option:

  • SMSF AUDIT CHECKLIST

    Please complete the details below
  • Type of Trustee*
  • Please tick ALL events that occurred during the year of audit:*
  • Were any Contributions or Rollovers Inwards made to the fund?*
  • Tick ALL contributions and rollovers inwards that apply:
  • Were any Benefits Paid or Rollovers out made during the year (including voluntary release authorities)?*
  • Tick ALL benefit payments and rollovers outwards that apply:
  • Was an Actuary Certificate required to claim ECPI?*

  • Heffron Actuary Certificate wizard (click here)

  • Does the fund pay any life insurance premiums for any members?*

  • Investments Held

  • Tick ALL investments that apply to the fund:*

  • Related Trusts, Companies, Partnerships or Joint Venutures

  • Did the fund acquire any units or shares this year?
  • Does the related trust/company hold real property?*

  • Property

    (Held directly or in a Related Unit Trust)
  • Did the fund purchase, or put a deposit on any property during the year of audit?*
  • Was the purchase from a related party?
  • Is any property owned by the fund subject to a Limited Recourse Borrowing Arrangement (LRBA)?*
  • Was any LRBA entered into this year?*
  • Is the LRBA from a related party?*
  • Is any property held by the fund, either directly or within a related trust, held in VIC, TAS, WA, ACT or SA?

  • For Australian property held outside of NSW & QLD, you MUST provide a Current Certificate of Title, each year. 

    Alternatively we will purchase a Certicate of Title and disburse the costs in addition to our audit fee

  • Property: Certificate of Title
  • Property - Has any rental relief been provided as a result of Covid-19, during the year of audit or since 30 June?

  • Loans

  • Were any new loans or advances made during the year?
  • Are there any loans to a related party?

  • Collectables

  • Were any collectibles sold to a related party during the year?

  • DOCUMENTS REQUIRED

    Items with (*) MUST be provided :

  • The following documents are required. Items with (*) MUST be provided or we cannot start the audit:

    c Full set of fund financial statements, including notes to the Financials*
    c Signed trustee declaration for the Financials*
    c Member Statements*
    c Fund Annual Return*
    c Invoices for material fund expenses*
    c General Ledger
    c Any documents requested in a prior year Audit Management Letter
    c ATO Income Tax & Integrated Client Account printouts
    c Additional documents as required below
  • c Signed Audit Engagement letter
  • This is the first year the fund is being audited by us. Items with (*) MUST be provided or we cannot start the audit:
  • The fund was established during the year. Items with (*) MUST be provided or we cannot start the audit:
  • The fund admitted a new member(s):
  • The fund has a new trustee:
  • Income Stream was commenced or ceased:
  • A member passed away during the year:
  • Lump Sum Payment:
  • Death benefits are being paid:
  • Family Court Orders
  • Personal Concessional Contributions were made:
  • In-specie Contributions were made:
  • Downsizer Contributions were made:
  • Member Rolled Out of the fund:
  • Bank Statements - first year audited:
  • Bank account on BGL360: (Auditor access must be provided)
  • Bank account on CLASS: (Auditor access must be provided)
  • Bank Statements (Banklink):
  • Bank Statements:
  • WRAP Accounts or Managed Funds:
  • Shares / Listed Trusts:
  • Overseas Shares
  • Unlisted Companies or Trusts (Unrelated):
  • Related Trust, Company, Partnership or JV - first year audited or units acquired:
  • Related Trust, Company, Partnership or JV - each year:
  • Property - first year audited (held directly or in a related unit trust):
  • Property purchased from a related party:
  • Property - each year (held directly or in a related unit trust):
  • Property - Covid-19 relief provided
  • LRBA - First year audited
  • LRBA - Subsequent years (related party loan)
  • Loans - first year audited:
  • Loans - each year
  • Cryptocurrency:
  • Bullion
  • Collectibles - each year
  • Options & Contracts for Difference:
  • COVID-19 Early Release of super:

  • CHECKLIST FINALISATION

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  • Thank you {contactPerson} please press 'Submit' to finalise the checklist and continue to the file upload page. 

    You will receive an email copy of your submission which can be printed, or if a change is required there is a link at the bottom of the email to edit the submission

  • Thank you {contactPerson} please press 'Submit' to finalise the checklist.  If you are redirected to a file upload page, you can just exit that page. 

    You will receive an email copy of your submission which can be printed, or if a change is required there is a link at the bottom of the email to edit the submission. You can also use this link when you are ready to upload the files.

  • Thank you {contactPerson} please press 'Submit' to continue to the file upload page. 

    Please note that as you have not chosen to fill out the checklist, there may be delays if you have not provided all necessary documents required for our audit.

    You will receive an email copy of your submission which can be printed, or if a change is required there is a link at the bottom of the email to edit the submission

  • Should be Empty: