Legal & Compliance Audit
DETAILS
Company Name
*
Name
*
First Name
Last Name
Email
*
example@example.com
Phone Number
-
Area Code
Phone Number
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CORPORATE
How many shareholders does your company have (including you)?
*
Do you have shareholders agreement in place?
*
Yes
No
No, I am the sole shareholder
Please upload your shareholders agreement if you have one
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Have you ever considered a corporate group structure?
*
Please share further details if you did and if you wish to have a discussion about this.
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COMPLIANCE
Do you have insurance?
*
I do not have any insurance
Employers Liability Insurance
Public Liability
Professional Indemnity
Cyber Cover
Other
What is your company website URL?
*
Does your website have a consent/cookie banner?
*
Yes
No
Unsure
Do you have a privacy policy?
*
Yes
No
Please upload your privacy policy
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Do you have a cookie policy?
*
Yes
No
Please upload your cookie policy
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Do you have a breach policy and notification procedure?
*
Yes
No
Please upload your data breach and notification policy
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Do you have an information security policy?
*
Yes
No
Please upload your information security policy
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Do you provide annual data protection training to your staff?
*
Yes
No
I do not have staff
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TAX AND ACCOUNTANCY
Have you ever worked with, or received assistance from a tax advisor?
*
Yes, I am all set
Yes, but I would like to speak to one again
No and I do not wish to speak to one
No, but I would like to speak to one
Do you have an accountant?
*
Yes
No
Does your accountant give you proactive tax advice?
*
Yes
No
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STAFF
Do you have employees?
*
Yes
No
How many employees do you have?
Please upload your employment contract template
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Do you have staff handbook?
Yes
No
Please upload your staff handbook
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Where are your employees located?
UK
EEA
USA
Global
Do you use consultants or contractors?
*
Yes
No
Do you have consultancy or contractor agreements?
Yes
No
Please upload your consultancy/contractors' contract template
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Where are your consultants and contractors located?
UK
EEA
USA
Global
Do you have an IP Assignment Agreement that all your employees, consultants, contractors, and company officers, such as directors (including yourself), sign?
*
Yes
No
Please upload your IP assignment agreement template
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COMMERCIAL
What is your annual revenue?
*
Please Select
Pre-revenue
Up to £500k
£100k - £1mil
£1mil - £5mil
£5mil +
Where are your clients located?
*
UK
EEA
USA
Global
What is your service model?
*
B2B
B2C
Both
Other
What do you sell?
*
Physical Goods
Digital Products
Services
Software
Other
Do you have terms and conditions for what you sell?
*
Yes
No
Please upload your T&Cs
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SUBMISSION
Is there anything you'd like to add or any specific you'd like us to focus on?
*
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