Risk Assessment

1

What's your name?* This field is required.

2

What about the best email address for you?* This field is required.

3

And your preferred phone number?* This field is required.

4

Which advisor do you primarily work with?* This field is required.

Ben Sedillo, AAMS®, AIF®

Todd Gomes, CFP®, AIF®

Ben Sedillo, AAMS®, AIF® and Todd Gomes, CFP®, AIF®

5

When do you expect to start drawing income from your investment?* This field is required.If you're already drawing income from your investment, please select "Within 3 years".

Within 3 years

In 3 to 5 years

In 5 to 10 years

11+ years from now

6

Once you begin drawing income, how long do you expect that to continue?* This field is required.

Less than 2 years

3-5 years

6-10 Years

11+ years

7

Over the next several years, how do you expect your income to change?* This field is required.

Decrease

Stay about the same

Increase gradually

Increase significantly

8

How would you describe your investment knowledge?* This field is required.

None - I’m new to investing.

Limited - I have a little experience investing outside of bank savings accounts and CDs.

Moderate - I’ve invested in mutual funds, ETFs, and/or individual stocks and feel reasonably comfortable.

Advanced - I thoroughly understand a range of investment vehicles and concepts, as well as the volatility and unpredictability that come with market participation.

9

Which of the following best reflects your primary objective for your investments?* This field is required.

I’d like to preserve my principal while still keeping pace with inflation.

I'd rather generate a regular, reliable income stream from my investments than focus on growth.

I may want to take an occasional withdrawal from my investments, but I'm more focused on growth.

I aim to grow my investments as much as possible over the long-term, even if it means enduring meaningful losses for prolonged periods.

10

How often do you typically check on your investments?* This field is required.

I review them daily or more.

I check weekly to stay up to date on trends and performance.

I review them monthly when my statements come in.

I don't look at my accounts very often. I understand the markets are going to move around, sometimes a lot in the short-term, so I try to not worry about it too much.

11

Think about the following five portfolios, each with a possible best-case and worst-case outcome over the next year.* This field is required.Knowing both the potential gain and the potential loss, which portfolio would you be most likely to choose?

Portfolio A: Could gain 12% or lose 7%

Portfolio B: Could gain 18% or lose 11%

Portfolio C: Could gain 26% or lose 15%

Portfolio D: Could gain 36% or lose 22%

Portfolio E: Could gain 53% or lose 31%

12

When you invest, which of the following concerns tend to weigh most heavily on your mind?* This field is required.

I’m most concerned about losing money.

I’m equally concerned about losses and gains.

I’m most concerned about long-term growth.

13

How much could your portfolio decline before you'd start to lose sleep at night (also known as your downside threshold)?* This field is required.

I'd be at or near my downside threshold if I experienced a 5% decline.

I'd be at or near my downside threshold if I experienced a 15% decline.

I'd be at or near my downside threshold if I experienced a 25% decline.

I'm a long-term investor. If my portfolio declines by 30% or more, I can tolerate it.

14

Imagine you've just reached the final round on a TV gameshow. In this round you get to choose which game to play. What's the twist? Each game has a different prize and chance of winning.* This field is required.Which game would you play?

Game A has a 95% chance to win $5,000.

Game B has a 50% chance to win $25,000.

Game C has a 25% chance to win $50,000.

Game D has a 5% chance to win $100,000.

15

Risk Capacity Score

16

Risk Tolerance Score

17

Average Risk Score

18

19

Focused Income has been identified as the best fit for you.

20

Here's where Focused Income sits on the efficient frontier.

21

Conservative Income has been identified as the best fit for you.

22

Here's where Conservative Income sits on the efficient frontier.

23

Moderate Income has been identified as the best fit for you.

24

Here's where Moderate Income sits on the efficient frontier.

25

Long-Term Income has been identified as the best fit for you.

26

Here's where Long-Term Income sits on the efficient frontier.

27

Conservative Growth & Income has been identified as the best fit for you.

28

Here's where Conservative Growth & Income sits on the efficient frontier.

29

Moderate Growth & Income has been identified as the best fit for you.

30

Here's where Moderate Growth & Income sits on the efficient frontier.

31

Long-Term Growth & Income has been identified as the best fit for you.

32

Here's where Long-Term Growth & Income sits on the efficient frontier.

33

Conservative Growth has been identified as the best fit for you.

34

Here's where Conservative Growth sits on the efficient frontier.

35

Moderate Growth has been identified as the best fit for you.

36

Here's where Moderate Growth sits on the efficient frontier.

37

Long-Term Growth has been identified as the best fit for you.

38

Here's where Long-Term Growth sits on the efficient frontier.

39

If you’d like to schedule time to discuss your results, you can book time with Ben using the calendar below. After booking, please be sure to submit your assessment.If you already have time scheduled with Ben, feel free to skip this step and simply submit your assessment below.

40

If you’d like to schedule time to discuss your results, you can book time with Todd using the calendar below. After booking, please be sure to submit your assessment.If you already have time scheduled with Todd, feel free to skip this step and simply submit your assessment below.

41

If you’d like to schedule time to discuss your results, you can book time with Ben & Todd using the calendar below. After booking, please be sure to submit your assessment.If you already have time scheduled with Ben & Todd, feel free to skip this step and simply submit your assessment below.