GIPS Compliant Presentation Tracking
Complete this form when engaging with a prospective client who has expressed interest in an LFCM composite strategy and is qualified to invest in the strategy. If selecting email delivery, client email will be sent automatically. If selecting in-person or mail options, advisor is responsible for sending. Form submission is required for all distribution methods for record keeping and compliance purposes.
Advisor Name
*
First Name
Last Name
Advisor Email
*
example@example.com
Assistant Email
example@example.com
Prospect Name
*
Prospect First Name
Prospect Last Name
Prospect Phone Number
*
Please enter a valid phone number.
Format: (000) 000-0000.
Date of Distribution
*
-
Month
-
Day
Year
Date
Method of Delivery
*
Email
In Person
Mail
Prospect Email
*
example@example.com
SMA Models:
Large Cap Growth Equity-through_12-31-2022
Large Cap Value-through_12-31-2022
Non-US ADR-through_12-31-2022
Small/Mid Cap Core Active -through_12-31-2022
Small/Mid Cap Passive-through_12-31-2022
Tax Free Fixed Income-through_12-31-2022
Taxable Fixed Income-through_12-31-2022
Dividend Growth-through_12-31-2022
Allocation Models:
Growth-through_12-31-2022
Moderate Growth-through_12-31-2022
Growth with Income-through_12-31-2022
Income with Moderate Growth-through_12-31-2022
Income with Capital Preservation-through_12-31-2022
Fixed Income Taxable-through 12-31-2022
Defensive Growth with Income-through_12-31-2022
Yield Plus-through_12-31-2022
Large Cap Growth Equity-through_12-31-2022
Large Cap Growth Equity-through_12-31-2020-updated_10-24-2022
Large Cap Growth Equity-through_12-31-2020-updated_5-26-2022
Large Cap Value-through_12-31-2020-updated_6-27-2022
Large Cap Value-through_12-31-2020-updated_07-12-2022
Large Cap Value-through_12-31-2022
Large Cap Value-through_12-31-2020-updated_5-26-2022
Non-US ADR-through_12-31-2020-updated_6-27-2022
Non-US ADR-through_12-31-2020-updated_7-12-2022
Non-US ADR-through_12-31-2022
Non-US ADR-through_12-31-2020-updated_5-26-2022
Small/Mid Growth-through_12-31-2020-updated_6-27-2022
Small/Mid Growth-through_12-31-2020-updated_7-12-2022
Small/Mid Cap Core Active -through_12-31-2022
Small/Mid Growth-through_12-31-2020-updated_5-26-2022
Small/Mid Core-through_12-31-2020-updated_6-27-2022
Small/Mid Core-through_12-31-2020-updated_7-12-2022
Small/Mid Cap Passive-through_12-31-2022
Small/Mid Core-through_12-31-2020-updated_5-26-2022
Tax Free Fixed Income-through_12-31-2020-updated_6-27-2022
Tax Free Fixed Income-through_12-31-2020-updated_7-12-2022
Tax Free Fixed Income-through_12-31-2022
Tax Free Fixed Income-through_12-31-2020-updated_5-26-2022
Taxable Fixed Income-through_12-31-2020-updated_6-27-2022
Taxable Fixed Income-through_12-31-2020-updated_7-12-2022
Taxable Fixed Income-through_12-31-2022
Taxable Fixed Income-through_12-31-2020-updated_5-26-2022
Aggressive Growth-through_12-31-2020-updated_6-27-2022
Aggressive Growth-through_12-31-2020-updated_7-12-2022
Growth-through_12-31-2022
Aggressive Growth-through_12-31-2020-updated_5-26-2022
Growth-through_12-31-2020-updated_6-27-2022
Growth-through_12-31-2020-updated_7-12-2022
Moderate Growth-through_12-31-2022
Growth-through_12-31-2020-updated_5-26-2022
Growth with Income-through_12-31-2020-updated_6-27-2022
Growth with Income-through_12-31-2020-updated_7-12-2022
Growth with Income-through_12-31-2022
Growth with Income-through_12-31-2020-updated_5-26-2022
Dividend Growth-through_12-31-2020-updated_6-27-2022
Dividend Growth-through_12-31-2020-updated_7-12-2022
Dividend Growth-through_12-31-2022
Dividend Growth-through_12-31-2020-updated_5-26-2022
Income with Moderate Growth-12-31-2020-updated_6-27-2022
Income with Moderate Growth-12-31-2020-updated_7-12-2022
Income with Moderate Growth-12-31-2022
Income with Moderate Growth-12-31-2020-updated_5-26-2022
Income with Capital Preservation-12-31-2020-updated_6-27-2022
Income with Capital Preservation-12-31-2020-updated_7-12-2022
Income with Capital Preservation-12-31-2022
Income with Capital Preservation-12-31-2020-updated_5-26-2022
Defensive Growth with Income-12-31-2020-updated_6-27-2022
Defensive Growth with Income-12-31-2020-updated_7-12-2022
Defensive Growth with Income-12-31-2022
Defensive Growth with Income-12-31-2020-updated_5-26-2022
Yield Plus-through_12-31-2020-updated_6-27-2022
Yield Plus-through_12-31-2020-updated_7-12-2022
Yield Plus-through_12-31-2022
Fixed Income Taxable-through 12-31-2022
Yield Plus-through_12-31-2020-updated_5-26-2022
Submit
Should be Empty: