If you are soliciting on behalf of an investment fund advised by an RIA, you will need to add the following disclosure to your email in BOLD :
RIA ENDORSEMENTS: RMS serves as an independent placement agent for certain investment funds advised by ______________________, a registered investment advisor under the Investment Advisors Act of 1940 (“RIA”).
When RMS introduces an investor to the RIA, and that investor makes an investment into a fund managed by such RIA, RMS becomes entitled to a portion of the cash fees collected by the RIA from your investment. This does not result in any fees in excess of the fees customarily charged by the RIA.
Receipt of compensation from the RIA provides an incentive for RMS to introduce you to the RIA. RMS representatives are not prohibited from investing in funds advised by the RIA.