Onboarding Questionnaire

Onboarding Questionnaire
Full Name *

First Name Last Name
Email *
example@example.com
Phone Number *

Area Code Phone Number
Date of Birth *

Month Day Year
Date
Address of Primary Home *

Street Address

Street Address Line 2

City State / Province

Postal / Zip Code
Please upload a PDF or picture of your ID (Driver's License or Passport)

Browse Files
(It is to comply with anti-money laundering (AML) regulations. Please upload this to our shared Google Drive folder if you don't have a scan/picture of one at the moment. Cancel of
Are you married or in a relationship? *

Yes No
Full Name of Spouse/Partner *

First Name Last Name
Email of Spouse/Partner *
example@example.com
Phone Number of Spouse/Partner

Area Code Phone Number
Date of Birth of Spouse/Partner *

Month Day Year
Date
Are you retired? *

Yes No
At what age would you like to retire?
Enter a number. Normal retirement age is 67.
What are your primary goals? The goals should be SMART: specific, measurable ($ money), reachable, time specific (e.g. in 10 years) || For example: I want to purchase a house in 4 years in Chappaqua or Armonk for about $1.25M. I currently have saved $400k. *
What type(s) of income do you have? (check those that apply to you) *

Salary W-2 Self-Employment / Freelance Distributions ISOs NQSOs RSUs ESPPs SARs Interest or Dividends Required Minimum Distributions Trust Income Pensions Inheritance Foreign Income
Do you own and/or operate a business? *

Yes No
Tell us a bit more about that business?
Please describe your income in detail *
What type of savings do you have? *

401(k) 403(b) 457 Traditional IRA Roth IRA SEP IRA Simple IRA HSA 529 Plan
How much are you saving every year? and where? *
How much is spent on living expenses per month? (Roughly. Number should be combined with your spouse, partner, or significant other) *
Excluding Rent
Do you rent or own your primary living home? *

Rent Own
How much is the total monthly rent? (if you live with your significant other, please include the total amount both of you are paying)
Include in rent any building common expenses you might have to pay (e.g. water, trash, etc.)
How much is your monthly mortgage (principal and mortgage)?
How much do you pay in home insurance per year?
How much do you pay in annual property taxes?
School taxes + other property taxes
How much do you spend on lifestyle expenses per month? (Roughly. Combine with your spouse, partner, or significant other) *
Discretionary spending such as travel and vacations, shopping, dining out...
Are there any one-off expenses you plan to or are currently incurring these days?
This section is about family. It helps to understand the relationship and the ages of each of the members. It is especially important if they are your dependents or might be in the future.
Tell us about your family (Name, relationship, date of birth, and also mention if you might need to support that relative in the future): *
What is your LinkedIn profile link? *
This can be found when you login to linkedin and click on your profile
Do you work with any outside professional? *

Tax Accountant or CPA Estate Attorney Insurance Agent Other Financial Advisor
Should be Empty: